Documents & Forms

• Securities Account Application – Individual and Joint
• Securities Account Application – Entity

Individual Retirement Account Documents

STRATA Trust Company

• STRATA Trust Company Individual Retirement Account Application
• STRATA Trust Company IRA ACH Contribution Authorization Agreement
• STRATA Trust Company IRA Address Change Request
• STRATA Trust Company IRA Beneficiary Designation
• STRATA Trust Company IRA Deposit Certification
• STRATA Trust Company IRA Distribution Request
• STRATA Trust Company IRA Transfer Request
• STRATA Trust Company IRA General Instruction Letter
• STRATA Trust Company IRA Fee Schedule
• STRATA Trust Company IRA Disclosures

Equity Institutional

• Equity Institutional IRA ACH Contribution Election Instructions
• Equity Institutional IRA Address Change Notification Form
• Equity Institutional IRA Change of Beneficiary Form
• Equity Institutional IRA Deposit Form
• Equity Institutional IRA Distribution Instructions and Request Form
• Equity Institutional IRA Security Designation Form
• Equity Institutional IRA Direction of Investment

Millennium Trust Company

• Millennium Trust Company IRA Address Change Request Form
• Millennium Trust Company IRA Change of Beneficiary Form
• Millennium Trust Company IRA Deposit Form
• Millennium Trust Company IRA Distribution Request Form

Supplements

• Margin Supplement
• Options Supplement*
• Cash Management Supplement
• Custodial Supplement
• DVP/RVP Supplement
• Foreign Account Forms for DVP/RVP Supplement

Additional Forms

• Form W-8BEN (foreign individuals)
• Form W-8BEN-E (foreign entities)
• Form 5305-SEP (SEP IRAs)
• Web Site Access and Online Delivery Consent (Stand Alone)
• Trusted Contact Person Authorization Form
• Third Party Web Access Authorization Form
• Money Market Sweep (Stand Alone)
• Transfer on Death (TOD) and Beneficiary Designation
• LLC Resolution and Certificate
• Partnership Resolution and Certificate
• Unincorporated Association Resolution and Certificate
• Corporate Resolution
• Trustee Certification (Trust Under Agreement)
• Trustee Certification (Trust Under Will)
• Limited Trading Authorization
• Full Trading Authorization
• Check Deposit Form
• Irrevocable Stock or Bond Power
• Affidavit of Domicile
• Power of Attorney – Affidavit and Indemnification
• Account Information Change Request Form
• DTC Request Form
• Euroclear Free Delivery Request Form
• Customer ACH & Wire Activation Form

*Options involve risk and are not suitable for all investors. Prior to buying or selling an option, a person must receive a copy of Characteristics and Risks of Standardized Options. Besides being accessible via our Web site, copies of the Options Disclosure Document are available from your Vision sales representative, or by calling 1-888-OPTIONS, or from The Options Clearing Corporation, One North Wacker Drive, Suite 500, Chicago, Illinois 60606.